Regulatory

FSCA Registered Financial Services

Investing For Tomorrow is an authorised and independent financial service provider (FSP) licensed by the Financial Sector Conduct Authority (FSCA). Our FSP license number is 20012.

The Financial Advisory and Intermediary Service (FAIS) Act regulates and governs the conduct of financial advisors, which mandates that advisors must operate with transparency, integrity, and in the best interest of the client.

The FAIS Act also necessitates that all advice be in writing. In many ways we believe this is a very positive development as it requires that financial advisors first articulate their thoughts before rendering advice.

We are proudly supported by Advocate Tony Davey, an advocate of the High Court, who serves as our Compliance Officer. He is an authority in financial services law and local and offshore tax, and a specialist in trusts.

Advocate Tony Davey’s role is to ensure that our conduct, in every respect, is consistent with the letter and spirit of the FAIS Act and all other applicable legislation.